-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OAY9BLOOiuuhQBHc75RkHxzYQBsky8uQPKVxAjyvotZ+ieNg1COwdcnXXDQPkT4V +3Tt1B6pKGmsb13N1qfSeA== 0000950124-01-000799.txt : 20010223 0000950124-01-000799.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950124-01-000799 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: ALKIN CO. GROUP MEMBERS: CARL W. KUCSERA GROUP MEMBERS: DAVID P. KLOSTERMAN GROUP MEMBERS: DAVID R. BOVEE GROUP MEMBERS: J2R CORP GROUP MEMBERS: J2R CORPORATION GROUP MEMBERS: JOE A. BUBENZER GROUP MEMBERS: JOHN C. JORGENSEN GROUP MEMBERS: KARL F. STORRIE GROUP MEMBERS: MARY L. JOHNSON GROUP MEMBERS: MILTON D. KNISS GROUP MEMBERS: ORSCHELN INDUSTRIES FOUNDATION, INC. GROUP MEMBERS: S. A. JOHNSON GROUP MEMBERS: SCOTT D. RUED GROUP MEMBERS: WILLIAM L. ORSCHELN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DURA AUTOMOTIVE SYSTEMS INC CENTRAL INDEX KEY: 0001016177 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 382961431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47581 FILM NUMBER: 1540654 BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123422311 MAIL ADDRESS: STREET 1: 4508 IDS CENTER STREET 2: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: J2R CORP CENTRAL INDEX KEY: 0000901767 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 MAIL ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 k59997a5sc13ga.txt SCHEDULE 13G 1 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* Dura Automotive Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 265903 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 265903 10 4 13G PAGE 2 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Alkin Co. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [x] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware; U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 1,266,810 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each None ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 1,266,810 (See Item 4) - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,266,810 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 8.1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 3 CUSIP NO. 265903 10 4 PAGE 3 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) William L. Orscheln - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 1,366,810 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each None ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 1,366,810 (See Item 4) - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,366,810 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 8.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 4 CUSIP NO. 265903 10 4 13G PAGE 4 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) John C. Jorgensen - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 1,266,810 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each None ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 1,266,810 (See Item 4) - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,266,810 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 8.1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 5 CUSIP NO. 265903 10 4 13G PAGE 5 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Orscheln Industries Foundation, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Missouri; U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 100,000 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each None ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 100,000 (See Item 4) - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 100,000 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 6 CUSIP NO. 265903 10 4 13G PAGE 6 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) J2R Corporation - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 308,211 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each None ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 308,211 (See Item 4) - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 308,211 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 2.2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 7 CUSIP NO. 265903 10 4 13G PAGE 7 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) S.A. Johnson - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 362,879 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each None ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 362,879 (See Item 4) - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 362,879 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 2.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 8 CUSIP NO. 265903 10 4 13G PAGE 8 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Mary L. Johnson - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power None Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 312,711 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 312,711 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 312,711 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 2.1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 9 CUSIP NO. 265903 10 4 13G PAGE 9 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Scott D. Rued - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power None Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 321,711 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 321,711 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 321,711 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 2.2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 10 CUSIP NO. 265903 10 4 13G PAGE 10 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) David R. Bovee - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 79,353 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 79,353 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 79,353 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.6% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 11 CUSIP NO. 265903 10 4 13G PAGE 11 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Joe A. Bubenzer - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares None ----------------------------------------------------- Beneficially 6 Shared Voting Power 75,858 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 75,858 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 75,858 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 12 CUSIP NO. 265903 10 4 13G PAGE 12 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) David P. Klosterman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power None Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 35,500 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 35,500 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 35,500 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 13 CUSIP NO. 265903 10 4 13G PAGE 13 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Milton D. Kniss - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power None Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 67,605 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 67,605 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 67,605 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 14 CUSIP NO. 265903 10 4 13G PAGE 14 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Carl W. Kucsera - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power None Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 41,364 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 41,364 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 41,364 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 0.3% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 15 CUSIP NO. 265903 10 4 13G PAGE 15 OF 39 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Karl F. Storrie - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power None Shares ----------------------------------------------------- Beneficially 6 Shared Voting Power 309,458 (See Item 4) Owned by ----------------------------------------------------- 7 Sole Dispositive Power None Each ----------------------------------------------------- Reporting 8 Shared Dispositive Power 309,458 (See Item 4) Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 309,458 (See Item 4) - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [X] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 2.1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 16 ITEM 1(a) NAME OF ISSUER: Dura Automotive Systems, Inc. (the "Company"). ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 4508 IDS Center Minneapolis, Minnesota 55402 ITEM 2(a) NAMES OF PERSONS FILING: Alkin Co. William L. Orscheln John C. Jorgensen Orscheln Industries Foundation, Inc. (Such persons are collectively referred to as the "Alkin Reporting Persons.") J2R Corporation S.A. Johnson Mary L. Johnson Scott D. Rued (Such persons are collectively referred to as the "J2R Reporting Persons.") David R. Bovee Joe A. Bubenzer David P. Klosterman Milton D. Kniss Carl W. Kucsera Karl F. Storrie (Such persons are collectively referred to as the "Management Reporting Persons.") (The Alkin Reporting Persons, J2R Reporting Persons and Management Reporting Persons may each be referred to individually as a "Reporting Person," or collectively as "Reporting Persons.") As of December 31, 2000, Alkin Co. ("Alkin") was the record owner of 1,266,810 shares of common stock covered in part by this joint statement and set forth on the cover page naming Alkin as a Reporting Person (the "Alkin Shares"). The Alkin Shares consist exclusively of the Company's Class B Common Stock, par value $0.01 per share, which is convertible on a 1-for-1 basis into shares of Class A Common Stock at the holder's option, as well as under certain circumstances, as set forth in the Company's charter. 100,000 shares of Class B Common Stock are held by Orscheln Industries Foundation, Inc. (the "Foundation"). William L. Orscheln is the President of Alkin and shares in the exercise of voting power over securities held by Alkin 17 and the Foundation. John C. Jorgensen is the Senior Vice President of Manufacturing of all Orscheln Industries companies, which are affiliates of Alkin. Messrs. Orscheln and Jorgensen are Directors of the Company. As of December 31, 2000, J2R Corporation ("J2R") was the record owner of the 308,211 shares of common stock covered in part by this joint statement and set forth on the cover page naming J2R as a Reporting Person (the "J2R Shares"). The J2R Shares consist exclusively of the Company's Class B Common Stock. S.A. Johnson is a Director, the President and a controlling stockholder of J2R. Mary Johnson is a Vice President and stockholder of J2R. Scott D. Rued is a Vice President and stockholder of J2R. Mr. Johnson is Chairman of the Board of the Company and a Director. Mr. Rued is an officer of the Company. This statement is filed jointly by the Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons pursuant to Rule 13d-1(d) promulgated under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons may each respectively be deemed to constitute a "group" for purposes of Section 13(d)(3) under the Exchange Act. The Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons may also collectively be deemed to constitute a "group" for purposes of Section 13(d)(3) along with the other parties to the Stockholders Agreement (as defined in Item 4). Each of the Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons expressly disclaims that they have agreed to act as a group other than as specifically described in this statement. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The principal business address of the Alkin Reporting Persons is 2000 U.S. Highway 63 South, Moberly, MO 65270. The principal business address of the J2R Reporting Persons is c/o Hidden Creek Industries, 4508 IDS Center, Minneapolis, MN 55402. The principal business address of the Management Reporting Persons is c/o Dura Automotive Systems, Inc., 2791 Research Drive, Rochester Hills, MI 48309-3571. ITEM 2(c) CITIZENSHIP: Alkin and J2R are corporations organized under the laws of the state of Delaware. The Foundation is a corporation organized under the laws of the state of Missouri. All of the other Alkin Reporting 2 18 Persons, J2R Reporting Persons and Management Reporting Persons are individuals who are citizens of the United States. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Class A Common Stock, par value $.01 per share. ITEM 2(e) CUSIP NO.: 265903 10 4 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(b) OR 240.13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: This statement is filed pursuant to Rule 13d-1(d). As such, the listed alternatives are not applicable. ITEM 4 OWNERSHIP: (A) AMOUNT BENEFICIALLY OWNED: Alkin is the direct beneficial owner of the Alkin Shares, which includes a currently exercisable option to purchase 14,420 shares. As officers of Alkin or one or more of its affiliates, and as stockholders of Alkin, each of the Alkin Reporting Persons who are individuals may be deemed to be a beneficial owner of the Alkin Shares. Mr. Jorgensen expressly disclaims beneficial ownership of the Alkin Shares. The filing of this form shall not constitute an admission that Mr. Jorgensen is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities. The Foundation is the direct beneficial owner of 100,000 shares of Class B Common Stock, which were transferred to it by Alkin. Mr. Orscheln shares in the exercise of voting power over securities held by the Foundation. Mr. Orscheln expressly disclaims beneficial ownership of the shares held by the Foundation. The filing of this form shall not constitute an admission that Mr. Orscheln is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities. J2R is the direct beneficial owner of the J2R Shares. Mr. Johnson is the direct beneficial owner of 9,668 shares of Class B Common Stock. The J2R Reporting Persons are also the direct beneficial owners of vested options to purchase the following number of shares of Class A Common Stock: Mr. Johnson - 45,000; Mr. Rued - 13,500; and Ms. Johnson - 4,500. As officers and/or stockholders of J2R, each of the J2R Reporting Persons who are individuals may be deemed to be a beneficial owner of the J2R Shares. Messrs. Johnson and Rued and Ms. Johnson each expressly disclaims beneficial ownership of the J2R Shares, and the filing of this form shall not constitute an admission that any of such individuals is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities. 3 19 Each of the Management Reporting Stockholders is the direct beneficial owner of the number of shares of Class B Common Stock and Class A Common Stock listed beside such person's name as set forth on Schedule A hereto. The shares of Class A Common Stock listed on Schedule A includes vested options to purchase the following number of shares of Class A Common Stock: Mr. Bovee - 45,000; Mr. Bubenzer - 46,875; Mr. Klosterman - 3,500; Mr. Kniss - 50,625; and Mr. Storrie - 177,500. The Company, the Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons have entered into an agreement (the "Stockholders Agreement," dated August 13, 1996, as amended on July 1, 1997) with Onex DHC LLC, the Company's second largest shareholder, which provides, among other things, that the parties shall vote their shares of Class A Common Stock and Class B Common Stock (collectively "Common Stock") and take any other action necessary to ensure that the Board of Directors is comprised of eleven persons, including a certain number of representatives nominated by Onex, J2R, and certain individuals affiliated with J2R, and a certain number of representatives nominated by Alkin. In addition, J2R and Messrs. Johnson and Rued have entered into a separate agreement (the "Investor Stockholders Agreement," dated August 13, 1996) with Onex to vote their shares of Common Stock as directed by Onex, and to grant Onex certain first offer rights in connection with private sales of Common Stock. As members to the Stockholders Agreement, each of the Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons could be deemed to be a beneficial owner of the aggregate number of shares held by such parties and by Onex, which is approximately 3,326,774 shares of Class B Common Stock and 424,966 shares of Class A Common Stock, or approximately 20.8% of the outstanding Class A Common Stock on a converted basis. Each of the Alkin Reporting Persons, the J2R Reporting Persons and the Management Reporting Persons expressly disclaims beneficial ownership of the shares owned by other parties to the Stockholders Agreement, including each others', and the filing of this form shall not constitute an admission that any of such persons is, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owner of such securities. As members of the Investor Stockholders Agreement, each of J2R and Messrs. Johnson and Rued could be deemed to be the beneficial owner of the aggregate number of shares held by such parties and by Onex, which is approximately 1,712,792 shares of Class B Common Stock, or approximately 11% of the outstanding Class A Common Stock on a converted basis. Each of J2R and Messrs. Johnson and Rued expressly disclaims beneficial ownership of the shares owned by other parties to the Stockholders Agreement, including each others', 4 20 and the filing of this form shall not constitute an admission that any of such persons are, for purposes of Section 13(d) or 13(g) of the Exchange Act or otherwise, the beneficial owners of such securities. (b) PERCENT OF CLASS: (Based on 14,324,923 shares of Class A Common Stock outstanding as of December 31, 2000, plus a certain additional amount which accounts for that respective Reporting Person's shares of Class B Common Stock on a converted basis plus the number of vested options to purchase shares of Class A Common Stock held by such Reporting Person.) Reference is made hereby to Box 11 (subject to Box 10) of the Cover Page for each respective Reporting Person for purposes of disclosing the percent of the class owned by such Reporting Person. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or direct the vote: (ii) Shared power to direct the vote: (iii) Sole power to dispose of or to direct the disposition of: (iv) Shared power to dispose of or direct the disposition of: Reference is made hereby to Boxes 5,6,7 and 8 (subject to Box 10) of the Cover Page for each respective Reporting Person for purposes of disclosing the number of shares to which such Reporting Person has sole or shared voting or dispositive power. Reference is also made to Items 2(a) and 4(a) of this Schedule for a description of the shares beneficially owned by, and relationships, if any, existing between, the parties. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [ ]. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable 5 21 ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10 CERTIFICATION: Not applicable 6 22 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 Alkin Co. By: /s/ William L. Orscheln ----------------------- Its: President --------- 23 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ William L. Orscheln ----------------------- William L. Orscheln 24 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ John C. Jorgensen --------------------- John C. Jorgensen 25 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 Orscheln Industries Foundation, Inc. By: /s/ James L. O'Loughlin ------------------------- Its: Secretary ------------------------- 26 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 J2R Corporation By: /s/ S.A. Johnson ---------------- Its: President --------- 27 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ S.A. Johnson ---------------- S.A. Johnson 28 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ Mary L. Johnson ------------------- Mary L. Johnson 29 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ Scott D. Rued ----------------- Scott D. Rued 30 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 8, 2001 /s/ David R. Bovee ------------------ David R. Bovee 31 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ Joe A. Bubenzer ------------------- Joe A. Bubenzer 32 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 /s/ David P. Klosterman ----------------------- David P. Klosterman 33 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 /s/ Milton D. Kniss ------------------- Milton D. Kniss 34 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 /s/ Carl W. Kucsera ------------------- Carl W. Kucsera 35 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 /s/ Karl F. Storrie ------------------- Karl F. Storrie 36 EXHIBITS AND APPENDICES EXHIBIT I Joint Filing Agreement among the Reporting Persons pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended. Schedule A Shares of Common Stock Owned by the Management Stockholders EX-99.I 2 k59997a5ex99-i.txt JOINT FILING AGREEMENT 1 EXHIBIT I SCHEDULE 13G JOINT FILING AGREEMENT The undersigned and each other person executing this joint filing agreement (this "Agreement") agree as follows: (i) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached and such Schedule 13G is filed on behalf of the undersigned and each other person executing this Agreement; and (ii) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument. * * * * * * Date: February , 2001 Alkin Co. J2R Corporation By: /s/ William L. Orscheln By: /s/ S.A. Johnson ----------------------- ---------------- Its: President Its: President --------- --------- /s/ William L. Orscheln /s/ S.A. Johnson ----------------------- ---------------- William L. Orscheln S.A. Johnson /s/ John C. Jorgensen /s/ Mary L. Johnson --------------------- ------------------- John C. Jorgensen Mary L. Johnson Orscheln Industries Foundation, Inc. /s/ Scott D. Rued ----------------- Scott D. Rued By: /s/ James L. O'Loughlin ----------------------- Its: Secretary ---------------------- 2 /s/ David R. Bovee ------------------ David R. Bovee /s/ Joe A. Bubenzer ------------------- Joe A. Bubenzer /s/ David P. Klosterman ----------------------- David P. Klosterman /s/ Milton D. Kniss ------------------- Milton D. Kniss /s/ Carl W. Kucsera ------------------- Carl W. Kucsera /s/ Karl F. Storrie ------------------- Karl F. Storrie 3 SCHEDULE A Shares of Common Stock Owned By the Management Stockholders
- ---------------------------------------------------------------------------------------------------------- CLASS B SHARES CLASS A SHARES TOTAL - ---------------------------------------------------------------------------------------------------------- David R. Bovee 26,308 53,045(1) 79,353 - ---------------------------------------------------------------------------------------------------------- Joe A. Bubenzer 23,814 52,044(2) 75,858 - ---------------------------------------------------------------------------------------------------------- David P. Klosterman 31,250 4,250(3) 35,500 - ---------------------------------------------------------------------------------------------------------- Milton D. Kniss 8,961 58,644 67,605 - ---------------------------------------------------------------------------------------------------------- Carl W. Kucsera 41,308 56 41,364 - ---------------------------------------------------------------------------------------------------------- Karl F. Storrie 115,531 193,927 309,458 - ----------------------------------------------------------------------------------------------------------
(1) Consists of 45,000 vested options to purchase Class A shares and 8,045 vested restricted stock units under the Company's Deferred Income Leadership Stock Purchase Plan. (2) Consists of 1,200 shares owned directly, 46,875 vested options to purchase Class A shares, and 3969 vested restricted stock units under the Company's Deferred Income Leadership Stock Purchase Plan. (3) Consists of 750 shares owned directly and 3,500 vested options to purchase Class A shares. (4) Consists of 50,625 vested options to purchase Class A shares, 50 shares owned directly and 7,969 vested restricted stock units under the Company's Deferred Income Leadership Stock Purchase Plan. (5) Consists of 4,400 shares owned directly, 177,500 vested options to purchase Class A shares and 12,027 vested restricted stock units under the Company's Deferred Income Leadership Stock Purchase Plan. -----END PRIVACY-ENHANCED MESSAGE-----